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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Moriarty is an active investment advisor representative and financial advisor with Osaic Wealth, Inc. in Bedminster, New Jersey. Brian has been in the industry since December 2002. Brian has a strong background in securities and investments, with experience at several firms, including Wells Fargo Advisors Financial Network, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Oppenheimer & Close, Inc. Brian holds a Series 66, Series 3, Series 55, Series 7, Series 10, and Series 9 license. Brian specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/29/2024 - Present
Osaic Wealth, Inc. (BEDMINSTER NJ)
FL
11/04/2022 - 02/06/2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ROSEMARY BEACH FL)
NJ
02/07/2011 - 11/21/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRINCETON NJ)
NY
06/01/2009 - 02/04/2011
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
01/07/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
03/25/2008 - 10/08/2008
OPPENHEIMER & CLOSE, INC. (NEW YORK NY)
NY
09/11/2002 - 03/10/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/09/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/19/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2009
Series 3 - National Commodity Futures Examination
BC
Issued 06/10/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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