Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Mitchell Carroll is a financial professional with over 13 years of experience in the industry. Brian is currently a Registered Principal with Bethesda Securities, LLC. Brian has previously held roles at CT Collateral Funding, LLC, CRT Capital Group LLC and RBS Securities Inc. Brian holds a Series 7, Series 24, Series 27, and Series 99TO, as well as the SIE. Brian is registered in Connecticut, Maryland, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
05/06/2016 - Present
Bethesda Securities, LLC (Westport CT)
CT
09/05/2019 - 02/07/2022
CT COLLATERAL FUNDING, LLC (WESTPORT CT)
CT
08/17/2010 - 08/03/2015
CRT CAPITAL GROUP LLC (STAMFORD CT)
CT
12/12/2008 - 08/11/2010
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 12/12/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2015
Series 24 - General Securities Principal Examination
BC
Issued 09/26/2014
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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