Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Mitchell Bauer is a financial advisor with PNC Capital Markets LLC. Brian has been in the industry since November 2, 2010. Brian holds licenses for Series 7, Series 63, Series 52, Series 57, Series 79, Series 99 and the SIE Exam. Brian is registered in 51 states and the District of Columbia. Brian was previously employed with WELLS FARGO SECURITIES, LLC in Chicago, IL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
07/27/2017 - Present
PNC Capital Markets LLC (CHICAGO IL)
IL
08/05/2009 - 04/28/2016
WELLS FARGO SECURITIES, LLC (CHICAGO IL)
BC
Issued 08/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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