Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Walsh is a financial advisor at Sofi Wealth LLC, working in the SAN FRANCISCO office. Brian has been a financial advisor since 2009, and has worked for firms like TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and ROBERT W. BAIRD & CO. INCORPORATED. Brian is registered with the state of Delaware as a Registered Investment Advisor and with Michigan as a Broker-Dealer and a Registered Investment Advisor. Brian holds the Series 7, Series 6, Series 31, Series 63, and Series 66 securities licenses as well as the SIE exam. Brian is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
08/28/2018 - Present
Sofi Wealth LLC (SAN FRANCISCO CA)
NY
01/27/2015 - 06/20/2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
WI
08/18/2011 - 03/07/2013
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
09/13/2007 - 07/07/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BOTH
Issued 09/07/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 08/25/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/12/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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