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Brian Michael Walsh

Capital Client Group, Inc.

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About Brian Michael Walsh

Brian Michael Walsh is a financial advisor with Capital Client Group, Inc. based in Los Angeles, California. Brian has been working in the financial services industry since December 1998 and has a broad range of experience. Brian is registered in 53 states and the District of Columbia and holds licenses for both securities and investment advising. Brian also has a Series 24 designation, demonstrating a strong knowledge of the financial industry and experience in managing a brokerage firm.

Firm Information

Brian Walsh is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Brian Walsh’s Registration & Firm History

CA

08/14/2014 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

MA

05/01/2010 - 08/01/2014

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)

MA

04/29/2002 - 05/01/2010

COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)

RI

06/04/1997 - 11/10/2000

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BOTH

Issued 10/07/2005

Series 66 - Uniform Combined State Law Examination

IA

Issued 06/12/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/06/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/24/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/30/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Michael Walsh.
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