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Brian Michael Wall

TP Icap Global Markets Americas LLC

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About Brian Michael Wall

Brian Michael Wall is a financial professional with over 28 years of experience in the industry. Brian is currently registered with TP Icap Global Markets Americas LLC, which is based in New York, NY. Brian has previously held positions at Tullett Prebon Financial Services LLC, Prebon Financial Products Inc., Chapdelaine Corporate Securities & Co, Exco USA Securities Inc, and Exco RMJ International Inc. Brian holds a Series 7, Series 24 and Series 63 license.

Firm Information

Brian Wall is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Wall’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

AL

06/22/2009 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (VESTAVIA HILL AL)

AL

04/27/2007 - 01/06/2010

PREBON FINANCIAL PRODUCTS INC. (VESTAVIA HILLS AL)

AL

10/10/2003 - 05/17/2007

CHAPDELAINE CORPORATE SECURITIES & CO (VESTAVIA HILLS AL)

NY

06/24/1998 - 09/01/1998

EXCO USA SECURITIES INC. (NEW YORK NY)

NA

04/10/1989 - 07/19/1996

EXCO RMJ INTERNATIONAL INC.

NY

07/25/1987 - 07/19/1996

EXCO RMJ SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/24/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/10/1988

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/09/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brian Michael Wall.
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