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Brian Michael Thornton

Cetera Investment Advisers LLC

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About Brian Michael Thornton

Brian Thornton is a financial professional with over 26 years of experience in the financial services industry. Brian is currently registered with Cetera Investment Advisers LLC and has held previous registrations with several other firms including National Securities Corporation and East Shore Partners, Inc.. Brian is also a licensed insurance agent and provides financial services through his own DBA, North Fork Asset Management.

Firm Information

Brian Thornton is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a financial services firm headquartered in Schaumburg, Illinois. The firm offers a wide range of financial planning and investment advisory services to individuals, corporations, pension plans, and charitable organizations. Cetera manages over $104 billion in assets for clients. The firm has a large network of licensed financial advisors and investment advisory representatives, serving over 423,000 clients across the country.
Cetera Investment Advisers LLC

1450 AMERICAN LANE

SCHAUMBURG, IL 60173-2096

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Thornton’s Registration & Firm History

NY

06/29/2023 - Present

Cetera Investment Advisers LLC (LONG BEACH NY)

NY

06/28/2007 - 10/22/2019

NATIONAL SECURITIES CORPORATION (MILLER PLACE NY)

NY

01/25/2007 - 07/03/2007

BROOKSTREET SECURITIES CORPORATION (MILLER PLACE NY)

NY

02/22/2006 - 01/16/2007

GREAT EASTERN SECURITIES, INC. (SYOSSET NY)

NY

01/10/2002 - 02/22/2006

EAST SHORE PARTNERS, INC. (HAUPPAUGE NY)

NY

03/07/2001 - 02/04/2002

JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)

CO

05/06/1999 - 04/06/2001

GLOBAL CAPITAL SECURITIES CORPORATION (ENGLEWOOD CO)

NY

10/22/1998 - 05/06/1999

MORGAN, TAYLOR & ASSOCIATES, INC. (MINEOLA NY)

FL

06/20/1997 - 10/22/1998

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

NY

10/21/1996 - 06/20/1997

H G I (JERICHO NY)

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Licenses & Designations

BOTH

Issued 12/13/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/22/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/26/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Brian Michael Thornton. Review regulatory record here.
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