Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Thornton is a financial professional with over 25 years of experience in the financial services industry. Brian is currently registered with Cetera Investment Advisers LLC and holds Series 7, Series 24, Series 63 and Series 66 securities licenses. Brian also offers insurance products through various companies. Brian has provided financial services to clients in the Miller Place, NY area since 2007.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
06/29/2023 - Present
Cetera Investment Advisers LLC (MILLER PLACE NY)
NY
06/28/2007 - 10/22/2019
NATIONAL SECURITIES CORPORATION (MILLER PLACE NY)
NY
01/25/2007 - 07/03/2007
BROOKSTREET SECURITIES CORPORATION (MILLER PLACE NY)
NY
02/22/2006 - 01/16/2007
GREAT EASTERN SECURITIES, INC. (SYOSSET NY)
NY
01/10/2002 - 02/22/2006
EAST SHORE PARTNERS, INC. (HAUPPAUGE NY)
NY
03/07/2001 - 02/04/2002
JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)
CO
05/06/1999 - 04/06/2001
GLOBAL CAPITAL SECURITIES CORPORATION (ENGLEWOOD CO)
NY
10/22/1998 - 05/06/1999
MORGAN, TAYLOR & ASSOCIATES, INC. (MINEOLA NY)
FL
06/20/1997 - 10/22/1998
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
NY
10/21/1996 - 06/20/1997
H G I (JERICHO NY)
BOTH
Issued 12/13/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/26/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/8/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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