Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Sweatt is a financial advisor with over 35 years of experience in the financial services industry. Brian is currently registered with LPL Financial LLC in New Jersey and Texas. Brian is a registered representative and investment advisor representative with LPL Financial LLC. Brian has held previous positions at RAYMOND JAMES FINANCIAL SERVICES, INC. and NEW ENGLAND SECURITIES. Brian has a wide range of experience in providing financial advice to individuals, families, businesses and institutions. Brian is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
12/18/2024 - Present
LPL Financial LLC (ANNANDALE NJ)
NJ
10/31/2014 - 12/02/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (GREEN BROOK NJ)
NJ
01/02/1998 - 11/07/2014
LPL FINANCIAL LLC (GREEN BROOK NJ)
NY
01/23/1986 - 01/20/1998
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 06/12/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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