Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Stearns is a financial advisor with Fidelity Brokerage Services LLC. Brian holds the Series 6, 7 and SIE licenses, and has been in the financial industry for over ten years. Brian has worked with NYLIFE Securities LLC and GWFS Equities, Inc. Brian is registered to provide investment advice in 53 states and jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
10/28/2015 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
CO
01/24/2014 - 09/22/2015
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
RI
08/01/2011 - 11/08/2013
NYLIFE SECURITIES LLC (PROVIDENCE RI)
BC
Issued 09/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/29/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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