Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Rupp is a financial professional with over 6 years of experience in the financial services industry. He is currently registered with Securities Management & Research, Inc. and Berthel, Fisher & Co. Financial Services, Inc.. Brian holds the Series 7TO, Series 99TO, Series 24, and Series 27 licenses. Brian is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
03/03/2017 - Present
Securities Management & Research, Inc. (CEDAR RAPIDS IA)
BC
Issued 05/20/2022
Series 24 - General Securities Principal Examination
BC
Issued 12/15/2016
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/14/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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