Unclaimed
Brian Reilly is a financial advisor with Barclays Capital Inc. located in New York, NY. Brian has been in the financial industry for over 27 years. Brian has a Series 7, Series 24, Series 63, Series 79TO, and SIE license. Brian is also registered with the state of New York. Before joining Barclays Capital Inc., Brian worked at Lehman Brothers Inc., Schroder & Co. Inc., and Citicorp Securities Markets, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/22/2008 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
01/11/1999 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/02/1998 - 09/17/1998
SCHRODER & CO. INC. (NEW YORK NY)
NY
09/24/1986 - 09/23/1989
CITICORP SECURITIES MARKETS, INC. (NEW YORK NY)
BC
Issued 08/27/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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