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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Michael Rayfield is a financial advisor with Morgan Stanley. Brian has been in the securities industry since November 28, 2001. Brian has been registered with Morgan Stanley since December 2011. Prior to that, Brian was with Oppenheimer & Co. Inc. from January 2003 to December 2011 and with CIBC World Markets Corp. from November 2001 to January 2003. Brian is registered to provide investment advice in Arizona, California, Colorado, Florida, Idaho, Illinois, Kentucky, Minnesota, Nevada, New Jersey, North Carolina, Ohio, Oregon, Tennessee, Texas, Virginia, and Washington. Brian holds the Series 66, Series 31, and Series 7 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WA
12/02/2011 - Present
Morgan Stanley (Bellevue WA)
WA
01/03/2003 - 12/16/2011
OPPENHEIMER & CO. INC. (BELLEVUE WA)
NY
11/29/2001 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BOTH
Issued 12/17/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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