Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Penn is a financial advisor at Robert W. Baird & Co. Inc. with over 37 years of experience in the industry. Brian has extensive experience in the financial services industry, having worked with several firms including Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brian is registered with the state of Maryland and other states, and is a member of FINRA. Brian is a member of the investment committee at Associated Jewish Charities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MD
05/16/2017 - Present
Robert W. Baird & Co. Inc. (Baltimore MD)
MD
06/01/2009 - 09/04/2009
MORGAN STANLEY SMITH BARNEY (TOWSON MD)
MD
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TOWSON MD)
MD
07/20/1994 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NC
12/04/1992 - 06/03/1994
SIGNET FINANCIAL SERVICES,INC. (CHARLOTTE NC)
GA
07/28/1992 - 11/11/1992
PFS INVESTMENTS INC. (DULUTH GA)
NY
12/12/1986 - 08/09/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
09/17/1984 - 12/22/1986
SHEARSON LEHMAN BROTHERS INC.
NA
04/18/1984 - 09/05/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 07/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brian Penn is the right advisor for you? Invested Better is here to help.
