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Brian Michael Oravec

THE O.n. Equity Sales Co.

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About Brian Michael Oravec

Brian Michael Oravec has been in the financial industry since 1990 and currently works with THE O.n. Equity Sales Co. Brian has worked for several firms over his career including Fidelity Brokerage Services LLC and National Financial Services LLC. Brian is registered with FINRA and is a Series 7, 6, 63, 4, 9, 10, and SIE exam holder. Brian is a Series 8 exam holder but this exam is no longer offered. Brian is registered in 19 states and is a Principal at THE O.n. Equity Sales Co.

Firm Information

Brian Oravec is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Oravec’s Registration & Firm History

OH

07/14/2023 - Present

THE O.n. Equity Sales Co. (Cincinnati OH)

KY

02/25/2009 - 10/01/2021

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

KY

09/05/2007 - 12/11/2008

NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)

KY

01/01/1988 - 12/11/2006

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

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Licenses & Designations

BC

Issued 06/03/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/16/2022

Series 4 - Registered Options Principal Examination

BC

Issued 08/24/1992

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 12/16/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/22/1989

Series 7 - General Securities Representative Examination

BC

Issued 12/29/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Michael Oravec.
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