Unclaimed
Brian Michael Oleniczak is a financial advisor associated with Northwestern Mutual Investment Services, LLC. Brian has experience in the financial services industry since 2019. Brian is registered to provide investment advice in Colorado. Brian obtained his Series 63, Series 7TO, Series 6TO, Series 9, Series 10, Series 26 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
05/01/2023 - Present
Northwestern Mutual Investment Services, LLC (COLORADO SPGS CO)
WI
11/21/2018 - 01/24/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Milwaukee WI)
BC
Issued 01/04/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/01/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/08/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/21/2018
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/18/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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