Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian O'Dowd is a financial professional with over 29 years of experience in the industry. He has a broad range of experience, including time spent at firms like New England Securities, SMH Capital Inc., and Labranche Financial Services, Inc. Brian holds a Certified Financial Planner designation and provides services such as financial planning and portfolio management to individuals and high-net-worth individuals. He is currently registered with O'Dowd Asset Management LLC, a registered investment adviser that provides financial advice to clients. Brian is committed to providing his clients with personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
03/12/2020 - Present
O'Dowd Asset Management LLC (MORRISTOWN NJ)
NJ
08/20/2008 - 05/24/2012
NEW ENGLAND SECURITIES (FAIRFIELD NJ)
NJ
09/01/2006 - 06/10/2008
SMH CAPITAL INC. (BERNARDSVILLE NJ)
NY
06/20/2002 - 06/01/2006
LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
01/08/2002 - 04/24/2002
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
04/04/2001 - 01/07/2002
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NJ
07/18/1995 - 03/19/2001
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
NY
06/20/1994 - 07/07/1995
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
NY
03/08/1994 - 05/13/1994
NATWEST INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
01/14/1993 - 02/10/1994
USLIFE EQUITY SALES CORP. (NEW YORK NY)
IA
Issued 03/04/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/11/1993
Series 7 - General Securities Representative Examination
BC
Issued 01/12/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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