Unclaimed
Brian Michael Murphy is a financial advisor with Avantax Investment Services, Inc. located in Rochelle Park, NJ. Brian has been in the financial services industry since 1993. Brian has Series 6, SIE and Series 63 securities licenses. Brian is registered to sell securities in New Jersey and New York. Previously Brian worked at Sagepoint Financial, Inc., SunAmerica Securities, Inc., Prime Capital Services, Inc., MetLife Securities Inc. and Metropolitan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
08/28/2020 - Present
Avantax Investment Services, Inc. (Rochelle Park NJ)
NJ
10/31/2005 - 09/09/2020
SAGEPOINT FINANCIAL, INC. (ROCHELLE PARK NJ)
AZ
02/01/2005 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
01/09/2001 - 02/26/2005
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
MA
07/20/1993 - 01/18/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/20/1993 - 01/03/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 07/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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