Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Moran is a financial professional with over 20 years of experience in the industry. Brian is currently registered with Alps Distributors, Inc. in Bernardsville, NJ. Brian has previously held positions at AMG Distributors, Inc., Neuberger Berman Management LLC, Neuberger Berman LLC, Credit Suisse Asset Management Securities, Inc., and FAM Distributors, Inc. Brian is a Series 7, Series 24, Series 66, and SIE licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
05/14/2020 - Present
Alps Distributors, Inc. (BERNARDSVILLE NJ)
CT
09/11/2015 - 01/02/2020
AMG DISTRIBUTORS, INC. (STAMFORD CT)
NY
11/04/2010 - 09/03/2015
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
NY
09/07/2004 - 09/03/2015
NEUBERGER BERMAN LLC (NEW YORK NY)
NY
05/15/2001 - 09/07/2004
CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)
NY
02/23/2000 - 09/15/2000
FAM DISTRIBUTORS, INC. (NEW YORK NY)
BOTH
Issued 03/18/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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