Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian McCormack is a financial advisor with over 30 years of experience in the industry. Brian is currently registered with Charles Schwab & Co., Inc. and holds Series 6, 7, 22, and 63 licenses. Brian has a CFP® designation. Brian has previously worked at a number of other firms including FIRST CITIZENS INVESTOR SERVICES, INC., CAPTRUST FINANCIAL ADVISORS, BB&T INVESTMENT SERVICES, INC., SCOTT & STRINGFELLOW, INC., INTERCAROLINA FINANCIAL SERVICES, INC., CENTURA SECURITIES, INC., PENN MUTUAL EQUITY SERVICES, INC., and NWNL MANAGEMENT CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NC
03/23/2021 - Present
Charles Schwab & CO., Inc. (Wilmington NC)
SC
06/20/2013 - 10/17/2016
FIRST CITIZENS INVESTOR SERVICES, INC. (COLUMBIA SC)
NC
05/04/2012 - 01/10/2013
CAPTRUST FINANCIAL ADVISORS (RALEIGH NC)
NC
04/01/2003 - 01/26/2004
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
VA
08/29/2001 - 03/11/2003
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
NC
11/16/1999 - 06/13/2000
INTERCAROLINA FINANCIAL SERVICES, INC. (GREENSBORO NC)
NC
05/23/1996 - 07/07/1999
CENTURA SECURITIES, INC. (KANNAPOLIS NC)
PA
06/14/1984 - 12/19/1989
PENN MUTUAL EQUITY SERVICES, INC. (HORSHAM PA)
NA
11/05/1986 - 04/13/1988
NWNL MANAGEMENT CORPORATION
BC
Issued 05/17/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/21/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/13/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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