Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Michael Kemp is a registered representative with Mufg Securities Americas Inc. and is based in New York. Brian has over 10 years of experience in the financial industry. Brian has a Series 7, Series 63, Series 79, and SIE. Brian is registered to sell securities in all 50 states and the District of Columbia. Prior to joining Mufg Securities Americas Inc., Brian was employed by BTMU Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/03/2014 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
11/29/2011 - 03/03/2014
BTMU SECURITIES, INC. (NEW YORK NY)
BC
Issued 02/22/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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