Unclaimed
Brian Michael Holmes is a financial professional registered with ADP Broker-Dealer, Inc. Brian has been working in the financial services industry since 2009 and currently holds multiple licenses and registrations. Brian is licensed to sell a variety of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
07/03/2018 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
NJ
04/09/2009 - 06/27/2011
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NJ
01/28/1997 - 06/23/1997
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 07/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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