Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Hickey is a financial professional with over 20 years of experience in the industry. Currently, Brian is registered with Fidelity Brokerage Services LLC in Smithfield, Rhode Island. Previously, Brian has been registered with J.P. Morgan Securities LLC in Venice, Florida and Fidelity Brokerage Services LLC in Sarasota, Florida. Brian holds Series 6, 7, 9, 10, 63, and 66 licenses, as well as the SIE designation. Brian is a dedicated financial professional committed to providing clients with comprehensive and personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
09/08/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
FL
09/26/2016 - 08/03/2021
J.P. MORGAN SECURITIES LLC (VENICE FL)
FL
09/28/2001 - 08/23/2016
FIDELITY BROKERAGE SERVICES LLC (SARASOTA FL)
RI
11/29/2000 - 09/28/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
ME
07/18/2000 - 10/09/2000
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
BOTH
Issued 05/15/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/13/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/17/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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