Unclaimed
Brian Fullman is a financial advisor with LPL Financial LLC. Brian has been in the financial industry since August 1993 and has a wide range of experience in providing financial advice to individuals, families, and businesses. Brian is registered with FINRA and is also a Registered Investment Advisor. Brian holds a number of licenses and certifications, including Series 6, Series 7, Series 24, Series 51, and Series 63. Brian is committed to providing personalized financial advice that is tailored to each client's specific needs and goals. Brian has a strong track record of success in helping clients achieve their financial objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/12/2024 - Present
LPL Financial LLC (SHREWBURY NJ)
CT
08/16/1993 - 07/17/2003
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
BOTH
Issued 03/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/10/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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