Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Michael Flemmer is an Investment Advisor Representative at Raymond James & Associates, Inc. Brian has over 20 years of experience in the financial services industry. He has a broad range of experience in securities and investment advisory services. Brian is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 3, 7, 9, 10, 63 and 65 license. Brian is also registered as an Investment Advisor Representative in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
01/28/2021 - Present
Raymond James & Associates, Inc. (GREENVILLE SC)
FL
02/13/2013 - 10/12/2020
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
GA
06/16/2011 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (ALPHARETTA GA)
GA
06/01/2009 - 05/05/2011
MORGAN STANLEY SMITH BARNEY (ALPHARETTA GA)
TX
01/20/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
IA
Issued 09/03/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/02/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1999
Series 3 - National Commodity Futures Examination
BC
Issued 01/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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