Unclaimed
Brian Michael Finnegan is an investment advisor representative and a registered representative with Blackrock Investment Management, LLC, and has been in the industry since March 14, 2006. Brian holds licenses to practice in 53 states for broker-dealer activities and in two states for investment advisor activities. Brian also holds the Series 7, Series 66, and SIE licenses. Previously, Brian worked at Barclays Capital Inc. and Lehman Brothers Inc. Brian specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
08/06/2021 - Present
Blackrock Investment Management, LLC (PRINCETON NJ)
NY
09/22/2008 - 01/30/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/03/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 08/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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