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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Dowd is a financial advisor who has been working in the industry since July 1994. Brian is currently registered with Commonwealth Financial Network in Simsbury, CT. Brian is a registered representative and investment advisor representative, and has passed the Series 7, Series 24, Series 63, and Series 65 exams. Prior to joining Commonwealth Financial Network, Brian worked for several other firms including BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., FIDELITY BROKERAGE SERVICES LLC, THE DREYFUS SERVICE CORPORATION, WASHINGTON SQUARE SECURITIES, INC., RELIASTAR FINANCIAL MARKETING CORP., and STRATTON OAKMONT INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CT
05/02/2008 - Present
Commonwealth Financial Network (SIMSBURY CT)
CT
10/20/2004 - 05/05/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (SIMSBURY CT)
NY
12/06/2001 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
RI
04/11/2001 - 11/13/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
01/18/1996 - 04/03/2001
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
CT
10/01/1995 - 12/31/1995
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
WA
07/29/1994 - 10/01/1995
RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)
NY
05/20/1994 - 07/11/1994
STRATTON OAKMONT INC. (LAKE SUCCESS NY)
IA
Issued 10/04/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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