Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Michael Cribbs is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Brian has been in the securities industry since 2006. Brian holds Series 6, 7, 9, 10, 63, and 66 securities licenses. Brian is registered to offer securities in all states except for the U.S. Virgin Islands, as well as in Puerto Rico. Brian has held previous positions with WELLS FARGO ADVISORS, LLC, MORGAN KEEGAN & COMPANY, INC., and AMSOUTH INVESTMENT SERVICES, INC. Brian is also a registered investment advisor in Florida, Georgia, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
09/15/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Acworth GA)
FL
07/11/2007 - 02/10/2010
WELLS FARGO ADVISORS, LLC (PENSACOLA FL)
TN
02/13/2007 - 05/18/2007
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
FL
01/18/2006 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (GULF BREEZE FL)
BOTH
Issued 02/17/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/30/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2010
Series 7 - General Securities Representative Examination
BC
Issued 01/17/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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