Unclaimed
Brian Coleman is a financial professional with over 27 years of experience in the industry. Brian has a wide range of experience including experience with Sammons Financial Network, LLC and Pruco Securities, LLC. Brian is licensed in Colorado and Wyoming. Brian holds Series 6, 7, 24, 51, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
03/30/2022 - Present
Sammons Financial Network, LLC (WEST DES MOINES IA)
CO
07/28/2020 - 03/08/2022
PRUCO SECURITIES, LLC. (LITTLETON CO)
CO
11/28/1994 - 02/20/2020
PRUCO SECURITIES, LLC. (ENGLEWOOD CO)
IA
Issued 12/22/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/19/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/25/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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