Unclaimed
Brian Cashin is a Financial Advisor with TP Icap Global Markets Americas LLC based in Norwalk, CT. Brian has been in the industry since 2008. Brian's experience includes working at a number of top financial institutions, including Tullett Prebon Financial Services LLC, BofA Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, Goldman, Sachs & Co. and GGET, LLC. Brian holds the Series 3, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
06/30/2023 - Present
TP Icap Global Markets Americas LLC (NORWALK CT)
CT
09/01/2020 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (NORWALK CT)
NY
05/10/2019 - 08/28/2020
BOFA SECURITIES, INC. (NEW YORK NY)
NY
06/20/2017 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/26/2016 - 05/31/2017
UBS SECURITIES LLC (NEW YORK NY)
NY
04/27/2015 - 01/22/2016
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
12/10/2007 - 12/10/2014
GOLDMAN, SACHS & CO. (NEW YORK NY)
CT
05/08/2006 - 05/25/2006
GGET, LLC. (GREENWICH CT)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2010
Series 3 - National Commodity Futures Examination
BC
Issued 05/05/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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