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Brian Michael Cashin

TP Icap Global Markets Americas LLC

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About Brian Michael Cashin

Brian Cashin is a Financial Advisor with TP Icap Global Markets Americas LLC based in Norwalk, CT. Brian has been in the industry since 2008. Brian's experience includes working at a number of top financial institutions, including Tullett Prebon Financial Services LLC, BofA Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, Goldman, Sachs & Co. and GGET, LLC. Brian holds the Series 3, Series 7 and SIE licenses.

Firm Information

Brian Cashin is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Cashin’s Registration & Firm History

CT

06/30/2023 - Present

TP Icap Global Markets Americas LLC (NORWALK CT)

CT

09/01/2020 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (NORWALK CT)

NY

05/10/2019 - 08/28/2020

BOFA SECURITIES, INC. (NEW YORK NY)

NY

06/20/2017 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

01/26/2016 - 05/31/2017

UBS SECURITIES LLC (NEW YORK NY)

NY

04/27/2015 - 01/22/2016

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NY

12/10/2007 - 12/10/2014

GOLDMAN, SACHS & CO. (NEW YORK NY)

CT

05/08/2006 - 05/25/2006

GGET, LLC. (GREENWICH CT)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/2010

Series 3 - National Commodity Futures Examination

BC

Issued 05/05/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Brian Michael Cashin. Review regulatory record here.
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