Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Sherwood is a financial professional with over 14 years of experience in the financial services industry. Brian is currently registered with First Citizens Investor Services, Inc. in Charlotte, North Carolina. Brian is also registered as an Investment Advisor Representative in North Carolina. Brian has previously worked at MetLife Investors Distribution Company, Nationwide Investment Services Corporation, Wachovia Securities, LLC and Evergreen Investment Services, Inc.. Brian holds the Series 6, Series 63 and Series 65 licenses. Brian has a deep understanding of the financial markets and a commitment to providing clients with personalized financial advice. Brian provides portfolio management for individuals and businesses. Brian specializes in the following areas: Financial Planning, Retirement Planning, Investment Management, College Savings Planning, and Estate Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
10/01/2013 - Present
First Citizens Investor Services, Inc. (CHARLOTTE NC)
NC
09/05/2013 - 09/19/2013
METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)
OH
04/15/2009 - 06/04/2012
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
MO
07/23/2007 - 10/15/2008
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
05/10/2005 - 08/01/2005
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
IA
Issued 05/27/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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