Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Reidy is a securities professional with over 17 years of experience in the financial services industry. Brian currently holds a Series 7, Series 63, SIE, and Series 79TO licenses and is registered to sell securities in all 50 states. Brian began his career at HSBC Securities (USA) Inc. and has held positions at RBS Greenwich Capital, RBS Securities Inc. and RBC Capital Markets, LLC. Brian is currently an investment banking registered representative at Smbc Nikko Securities America, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/08/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
10/17/2012 - 06/22/2023
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
CT
08/10/2009 - 07/30/2012
RBS SECURITIES INC. (STAMFORD CT)
CT
07/17/2007 - 12/11/2008
RBS GREENWICH CAPITAL (GREENWICH CT)
NY
11/16/2004 - 12/19/2006
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 08/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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