Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian McNiff is an investment advisor representative at Wells Fargo Clearing Services, LLC. Brian has been in the industry for over 15 years and holds several licenses and certifications, including Series 7, Series 31, Series 66, Series 9 and Series 10. Brian has worked at several major financial firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Morgan Stanley Smith Barney and Wells Fargo Advisors, LLC. Brian specializes in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
05/03/2017 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NY
11/13/2013 - 03/31/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
04/16/2013 - 10/09/2013
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NY
05/27/2011 - 04/30/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/18/2010 - 05/12/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/01/2009 - 02/12/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
05/08/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/04/2005 - 01/24/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 01/04/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/04/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 11/03/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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