Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian McGuinness is a financial advisor registered with Wells Fargo Clearing Services, LLC, operating from their New York office. Brian has been in the financial services industry since 1986 and has worked with a variety of firms including UBS Financial Services Inc. and Citigroup Global Markets Inc. Brian is a Series 7, Series 31, and Series 63 license holder, as well as a Series 65 licensed investment advisor representative. Brian holds registrations in multiple states including New Jersey, New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/22/2017 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
09/01/2006 - 02/27/2017
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
06/22/1998 - 09/05/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
04/16/1990 - 06/30/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
05/17/1989 - 12/14/1989
JOSEPHTHAL & CO., INCORPORATED
NJ
08/09/1988 - 06/27/1989
THE G.M.S. GROUP, INC. (EAST HANOVER NJ)
NA
02/24/1987 - 06/13/1988
TUCKER, ANTHONY & R. L. DAY, INC.
NA
05/21/1986 - 03/03/1987
GRUNTAL & CO. INCORPORATED
IA
Issued 09/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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