Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian McGeough is a Registered Representative with Smbc Nikko Securities America, Inc. located in Jersey City, New Jersey. Brian has been in the securities industry since September 26, 2015. Brian holds the Series 7, Series 99TO, and SIE licenses and has been registered with FINRA since September 9, 2024. Brian was previously employed at Morgan Stanley & Co. LLC in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
09/09/2024 - Present
Smbc Nikko Securities America, Inc. (Jersey City NJ)
NY
08/24/2015 - 08/05/2024
MORGAN STANLEY & CO. LLC (New York NY)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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