Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Schmidt is an investment advisor representative for Merrill Lynch, Pierce, Fenner & Smith Inc. Brian has been in the industry for over 13 years and has a Series 7, Series 63 and Series 65 licenses. Brian is registered to provide investment advice in 33 states. Brian's previous experience includes time with Deutsche Bank Securities Inc., Barclays Capital Inc., and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/28/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
10/22/2014 - 06/07/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
07/27/2010 - 10/30/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/01/2010 - 07/15/2010
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
07/31/2009 - 01/04/2010
NATIONAL SECURITIES CORPORATION (WESTBURY NY)
IA
Issued 05/04/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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