Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Ricker is a financial advisor with Citizens JMP Securities, LLC in Boston, MA. Brian has been in the industry since June 21, 2010 and has held previous positions at Citizens Capital Markets, Citizens Securities, Inc., Meridian Investments, Inc., SunTrust Securities, Inc., and Coastal Discount Stockbrokers, Inc. Brian holds licenses for Series 3, 7, 63, 66, 79 and SIE and is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
08/01/2023 - Present
Citizens JMP Securities, LLC (BOSTON MA)
MA
05/16/2016 - 08/01/2023
CITIZENS CAPITAL MARKETS (BOSTON MA)
MA
12/17/2013 - 05/16/2016
CITIZENS SECURITIES, INC. (BOSTON MA)
MD
07/29/2003 - 06/06/2005
MERIDIAN INVESTMENTS, INC. (BETHESDA MD)
GA
05/23/2003 - 07/21/2003
SUNTRUST SECURITIES, INC. (ATLANTA GA)
NC
03/26/2001 - 09/12/2002
COASTAL DISCOUNT STOCKBROKERS, INC. (WILMINGTON NC)
BC
Issued 03/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 04/04/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/18/2002
Series 3 - National Commodity Futures Examination
BC
Issued 03/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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