Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Rees has been in the financial services industry since 2005. Brian is currently registered with Raymond James Financial Services Advisors, Inc. Brian has held previous positions at CETERA ADVISOR NETWORKS LLC, ADP BROKER-DEALER, INC., PRINCOR FINANCIAL SERVICES CORPORATION, VALIC FINANCIAL ADVISORS, INC., BANC ONE SECURITIES CORPORATION, and MORGAN STANLEY DW INC. Brian specializes in financial planning, retirement planning, and wealth management. Brian holds Series 31, Series 7, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
06/11/2019 - Present
Raymond James Financial Services Advisors, Inc. (Westlake OH)
OH
12/03/2014 - 06/10/2019
CETERA ADVISOR NETWORKS LLC (CLEVELAND OH)
NJ
06/06/2011 - 03/28/2012
ADP BROKER-DEALER, INC. (ROSELAND NJ)
OH
01/03/2006 - 06/01/2011
PRINCOR FINANCIAL SERVICES CORPORATION (CLEVELAND OH)
TX
11/10/2004 - 12/19/2005
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
IL
09/18/2003 - 11/05/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
10/02/2002 - 09/03/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 04/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/21/2002
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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