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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Pollard is an Investment Advisor Representative at Captrust with over 20 years of experience in the financial services industry. Brian Pollard specializes in financial planning, portfolio management, and pension consulting for individuals and businesses. Brian Pollard is a Certified Financial Planner™ professional and holds the Series 7, Series 31, Series 63, Series 65, and Series 66 licenses. Brian Pollard has previously been registered with USAA Financial Advisors, Inc., Northwestern Mutual Investment Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
01/12/2022 - Present
Captrust (RALEIGH NC)
NC
05/03/2011 - 07/27/2016
USAA FINANCIAL ADVISORS, INC. (FAYETTEVILLE NC)
NC
05/27/2009 - 04/20/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHAPEL HILL NC)
NY
11/24/1999 - 01/11/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/17/1997 - 12/22/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 05/30/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/29/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2009
Series 7 - General Securities Representative Examination
BC
Issued 07/31/1997
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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