Unclaimed
Brian Nowak is an investment advisor representative registered with Empower Advisory Group, LLC. Brian is a registered Investment Advisor Representative and is registered with the state of Kansas. Brian has been in the industry since June 2004. Previously, Brian was employed by GWFS Equities, Inc. and J.P. Morgan Institutional Investments Inc. Brian has passed the Series 6, Series 7, Series 63 and Series 65 exams and the Securities Industry Essentials Exam. Brian specializes in providing financial planning services, portfolio management for individuals and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
04/03/2017 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
KS
09/02/2014 - 04/13/2017
GWFS EQUITIES, INC. (OVERLAND PARK KS)
KS
06/29/2010 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (OVERLAND PARK KS)
MO
12/01/2006 - 06/29/2010
CHASE INVESTMENT SERVICES CORP. (KANSAS CITY MO)
MO
06/17/2004 - 12/01/2006
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (KANSAS CITY MO)
IA
Issued 04/03/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2006
Series 7 - General Securities Representative Examination
BC
Issued 06/16/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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