Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Tucei is a financial advisor who has been in the industry since 2006. Brian currently works for Merrill Lynch, Pierce, Fenner & Smith Inc., and previously worked for First Republic Securities Company, LLC, Citigroup Global Markets Inc., J.P. Morgan Securities LLC and Chase Investment Services Corp. Brian holds Series 6, 7, 63 and 65 licenses and the SIE exam. Brian provides a range of financial services, including portfolio management for individuals and businesses. Brian is registered to provide investment advice in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/24/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MELVILLE NY)
NY
04/05/2021 - 09/28/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (NEW YORK NY)
NY
12/05/2012 - 04/01/2021
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/01/2012 - 11/09/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/10/2006 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
IA
Issued 04/12/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2009
Series 7 - General Securities Representative Examination
BC
Issued 10/09/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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