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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Neeley is a financial advisor with over 20 years of experience in the industry. Brian is registered with Morgan Stanley and has a Series 7, Series 24, and Series 63 license as well as the SIE exam. Brian is also registered as an Investment Advisor Representative in Maryland and Texas. Brian has experience working with a variety of clients, including individuals, families, businesses, and institutions. Brian's previous employment includes a role with FBR Capital Markets & Co. where Brian worked from 2001 to 2016. Brian specializes in asset allocation advice, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MD
07/12/2016 - Present
Morgan Stanley (Bethesda MD)
VA
05/03/2001 - 04/15/2016
FBR CAPITAL MARKETS & CO. (ARLINGTON VA)
IA
Issued 04/19/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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