Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Matthew Leeton is a financial advisor with over 25 years of experience in the industry. Brian is currently registered with Wells Fargo Clearing Services, LLC, where he has been working since November 2016. Before joining Wells Fargo, Brian worked with CHARLES SCHWAB & CO., INC. from July 1998 to September 2004. Brian is also registered with the following firms: American Express Financial Advisors Inc., and IDS Life Insurance Company. Brian holds a variety of licenses, including Series 3, Series 7, Series 9, Series 10, Series 63, and Series 65. Brian specializes in portfolio management for individuals, businesses, and investment companies. Brian is dedicated to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/03/2004 - Present
Wells Fargo Clearing Services, LLC (CORPUS CHRISTI TX)
TX
07/28/1998 - 09/20/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MN
07/07/1997 - 07/14/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/07/1997 - 07/14/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/02/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/18/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2011
Series 3 - National Commodity Futures Examination
BC
Issued 07/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brian Leeton is the right advisor for you? Invested Better is here to help.
