Unclaimed
Brian Kiefer is a financial advisor with over 4 years of experience in the industry. Brian Kiefer is currently registered with Janus Henderson Distributors US LLC. Brian Kiefer is a licensed Series 7, Series 63, and Series 66 representative. Brian Kiefer has passed the Investment Company Products/Variable Contracts Principal Examination (Series 26) and the Securities Industry Essentials Examination (SIE). Brian Kiefer is registered in California and Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
06/17/2019 - Present
Janus Henderson Distributors US LLC (DENVER CO)
BC
Issued 09/30/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/25/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/17/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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