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Brian Martin Fader

Penserra Securities, LLC

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About Brian Martin Fader

Brian Fader is a securities professional with over 40 years of experience in the industry. He is currently registered with Penserra Securities, LLC and has held previous positions with a number of other firms including Cantella & Co., Inc., Coastal Securities, Inc., and APS Financial Corporation. Brian is licensed to sell securities in multiple states and holds several professional designations.

Firm Information

Brian Fader is currently registered with Penserra Securities, LLC. Penserra Securities, LLC is a Limited Liability Company formed in February 2007. The firm is registered with the SEC and in 16 states, including California, Connecticut, Florida, Illinois, Indiana, Iowa, Maryland, Minnesota, Missouri, New Jersey, New Mexico, New York, Ohio, Texas, Virginia, and Wisconsin.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Fader’s Registration & Firm History

NY

10/04/2017 - Present

Penserra Securities, LLC (New York NY)

TX

08/16/2017 - 09/25/2017

CANTELLA & CO., INC. (HOUSTON TX)

TX

06/28/2006 - 08/19/2015

COASTAL SECURITIES, INC. (HOUSTON TX)

TX

03/26/2001 - 06/14/2006

APS FINANCIAL CORPORATION (AUSTIN TX)

TX

05/22/2000 - 02/12/2001

TEJAS SECURITIES GROUP, INC. (AUSTIN TX)

CT

03/23/1999 - 05/18/2000

ADVEST, INC. (HARTFORD CT)

FL

02/21/1997 - 02/04/1999

SUNCOAST CAPITAL GROUP, LTD. (FT. LAUDERDALE FL)

TN

11/09/1995 - 02/26/1997

DUNCAN-WILLIAMS, INC. (MEMPHIS (SHELBY) TN)

TX

06/14/1994 - 10/11/1995

WESTCAP SECURITIES, L.P. (HOUSTON TX)

FL

07/25/1987 - 06/07/1994

MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC. (FORT LAUDERDALE FL)

NA

07/02/1982 - 06/07/1994

MARCUS, STOWELL & BEYE, INC.

FL

06/02/1980 - 06/07/1994

MARCUS, STOWELL & BEYE, INC. (FORT LAUDERDALE FL)

NA

03/10/1982 - 06/21/1982

BEVILL, BRESLER & SCHULMAN INCORPORATED

NA

11/02/1981 - 02/12/1982

OPPENHEIMER & CO., INC.

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Licenses & Designations

BC

Issued 11/14/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/14/1999

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1981

Series 5 - Interest Rate Options Examination

BC

Issued 05/17/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brian Martin Fader.
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