Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Dunleavy is a financial professional with over 17 years of experience in the industry. Brian is currently registered with Stifel, Nicolaus & Company, Inc. in Stamford, CT and has been with the firm since August 2019. Previously, Brian held positions at Cantor Fitzgerald & Co., Jefferies LLC, and Bear, Stearns & Co. Inc. Brian's areas of expertise include portfolio management for individuals and businesses, financial planning, and pension consulting. He holds the Series 7, 55, 57TO, 52TO, and SIE licenses and is also a licensed Municipal Securities Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
08/13/2019 - Present
Stifel, Nicolaus & Company, Inc. (STAMFORD CT)
NY
10/15/2013 - 06/19/2019
CANTOR FITZGERALD & CO. (NEW YORK NY)
CT
07/07/2008 - 09/04/2013
JEFFERIES LLC (STAMFORD CT)
CT
08/22/2008 - 06/03/2013
JEFFERIES HIGH YIELD TRADING, LLC (STAMFORD CT)
NY
11/16/2005 - 07/11/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
07/11/2001 - 10/03/2001
DUNLEVY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 01/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/15/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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