Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Marshall Jones has been in the financial industry since 1991 and is currently registered with Northwestern Mutual Investment Services, LLC. Brian is also an investment committee member for the Connecticut Community Foundation, Inc., and a director for St. Mary's Hospital Foundation, Inc. Brian has been working with Northwestern Mutual Investment Services since 2007, and previously worked with Robert W. Baird & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
CT
08/03/2007 - Present
Northwestern Mutual Investment Services, LLC (SOUTHBURY CT)
WI
01/12/1995 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 2/8/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/25/2006
Series 7 - General Securities Representative Examination
BC
Issued 9/9/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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