Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Marshall is a financial professional with over 15 years of experience in the industry. Brian is currently a registered representative at Citigroup Global Markets Inc. Brian has held previous positions at Credit Suisse Securities (USA) LLC, International Strategy & Investment Group LLC, Gleacher & Company Securities, Inc., Broadpoint Amtech, Inc., Jefferies & Company, Inc., D.E. Shaw Securities, L.L.C., D. E. Shaw Valence, L.L.C., J.P. Morgan Securities Inc., and Hambrecht & Quist LLC. Brian holds Series 7, 79, 86, 87, and 24 licenses, along with a Series 63 registration in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/20/2018 - Present
Citigroup Global Markets Inc. (SAN FRANCISCO CA)
CA
03/07/2017 - 12/07/2018
CREDIT SUISSE SECURITIES (USA) LLC (San Francisco CA)
CA
10/10/2011 - 11/19/2014
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (SAN FRANCISCO CA)
CA
06/16/2010 - 10/11/2011
GLEACHER & COMPANY SECURITIES, INC. (SAN FRANCISCO CA)
CA
11/03/2008 - 06/25/2010
BROADPOINT AMTECH, INC. (SAN FRANCISCO CA)
NY
12/20/2006 - 02/07/2008
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
10/24/2003 - 07/24/2006
D.E. SHAW SECURITIES, L.L.C. (NEW YORK NY)
NY
10/24/2003 - 11/29/2004
D. E. SHAW VALENCE, L.L.C. (NEW YORK NY)
NY
05/01/2001 - 02/08/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/05/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/01/2000 - 02/05/2001
CHASE SECURITIES INC. (NEW YORK NY)
CA
10/01/1999 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
BC
Issued 12/01/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/21/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/10/2008
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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