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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Marquez is an investment advisor representative with Cadaret, Grant & Co., Inc., registered with the state of Texas and California. Brian specializes in providing financial planning, risk management, and portfolio management services to individuals, businesses, and charitable organizations. Brian has over 10 years of experience in the financial services industry and holds the Series 6, 7, 63, and 66 licenses. Prior to joining Cadaret, Grant & Co., Inc., Brian was employed by JP Morgan Securities LLC in San Jose, CA. Brian is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/12/2024 - Present
Cadaret, Grant & CO., Inc. (San Jose CA)
CA
10/01/2012 - 02/13/2024
J.P. MORGAN SECURITIES LLC (SAN JOSE CA)
CA
12/24/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SAN JOSE CA)
CA
06/28/2006 - 02/10/2009
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BOTH
Issued 07/28/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/22/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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