Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Poole is a financial advisor with Empower Financial Services, Inc. Brian has been in the financial industry since April 1998 and has a wide range of experience. Brian holds the Series 6, Series 63, and Series 65 securities licenses as well as the SIE. Brian is registered in Colorado, Delaware, Indiana, Louisiana, Maryland, Massachusetts, Michigan, New Jersey, New York, North Carolina, Ohio, Pennsylvania, and Virginia. Brian has a commitment to providing excellent service to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/18/2008 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
DE
01/23/2006 - 02/04/2008
INVEST FINANCIAL CORPORATION (WILMINGTON DE)
PA
09/23/2004 - 11/28/2005
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
TX
07/01/2003 - 06/24/2004
NFP SECURITIES, INC. (AUSTIN TX)
PA
10/17/2001 - 04/24/2003
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
CA
02/29/2000 - 10/10/2001
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
NA
04/21/1992 - 12/19/1994
JOHN HANCOCK DISTRIBUTORS, INC.
NA
04/21/1992 - 03/10/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
IA
Issued 02/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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