Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian McLaughlin is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Brian has over 30 years of experience in the industry and is registered in 24 states. Brian has a Series 63, Series 65, and Series 7 securities licenses, and is also registered as an investment advisor. Brian works with individuals, families, businesses and institutions. Brian’s previous experience includes working for Robert Thomas Securities, Inc and Invest Financial Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CT
09/10/2021 - Present
Raymond James Financial Services Advisors, Inc. (Middletown CT)
FL
03/12/1998 - 01/12/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
WI
11/02/1989 - 04/08/1997
INVEST FINANCIAL CORPORATION (APPLETON WI)
IA
Issued 12/04/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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